Lewis James Professional
Client Onboarding Specialist
Lewis James Professional is a woman-owned staff augmentation, project consulting and direct hire search and placement firm. We are currently seeking a Client Onboarding Specialist for a contract opportunity with a financial services client.
- Assist Client onboarding in the day to day processing while the Fenergo upgrade (FenEx) is implemented.
- Onboarding capital market clients in the onboarding platform Fenergo.
- Collect, review, and analyze client documents to satisfy regulatory requirements.
- Interact with internal partners in the setup of client accounts prior to trading.
- Bachelor’s Degree required.
- Client onboarding experience; AML/KYC experience; capital markets operations experience.
- Previous banking operations experience in a branch or operations banking environment with an emphasis in Client onboarding functions.
- Understanding of banking operational procedures and policies and an understanding of applicable banking regulations.
- This role entails the onboarding of new clients for the capital markets business (Derivatives, Foreign exchange, Fixed Income and Equities).
- Candidate should have a good understanding of Anti Money Laundering, FINRA, Dodd Frank and other regulatory requirements as they apply to these products.
- Working experience in other swap dealer banks/ broker dealers, asset managers, investment managers or insurance companies.
For immediate consideration, please click “Apply” and use Job Code BHJOB11837_3195. You may also send a copy of your resume to: firstname.lastname@example.org and enter only the following job code in the subject line: BHJOB11837_3195. Lewis James Professional is an Equal Opportunity Employer. M/F/D/V